If you are a US citizen or resident, please visit our website for US Financial Professionals or US Institutional Investors. Nuveen supplies a variety of merchandise together with funding advisory companies, strategies, and expertise via its independent investment associates. PGIM, Inc., is the principal asset administration business of PFI and is a registered funding adviser with the US Securities and Exchange Commission.
An account required under subsection should be designated as a belief account each within the brokerage’s data and within the records of the financial savings institution holding the account. If a brokerage licence becomes inoperative or is suspended or cancelled, the licence of any associated licensee turns into inoperative, effective as of the time at which the brokerage licence turns into inoperative or is suspended or cancelled. If permitted by the rules, a managing dealer may be licensed in relation to multiple brokerage if the brokerages are affiliated …
